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Composition or inheritance may be used to create a new class that both encapsulates an existing class and adds one or more fields. When one class extends another in this way, the concept of equality for the subclass may or may not involve its new fields. That is, when comparing two subclass objects for equality, sometimes their respective fields must also be equal, and other times they need not be equal. Depending on the concept of equality for the subclass, the subclass might override equals(). Furthermore, this method must follow the general contract for equals(), as specified by the The Java Language Specification (JLS) [JLS 20052015].

An object is characterized both by its identity (location in memory) and by its state (actual data). The == operator compares only the identities of two objects (to check whether the references refer to the same object); the equals() method defined in java.lang.Object can be overridden to compare the state as well. When a class defines an equals() method, it implies that the method compares state. When the class lacks a customized equals() method (either locally declared or inherited from a parent class), it uses the default Object.equals() implementation inherited from Object. The default Object.equals() implementation compares only the references and may produce unexpected results.

The equals() method applies only to objects, not to primitives.

Enumerated types have a fixed set of distinct values that may be compared using == rather than the equals() method. Note that enumerated types provide an equals() implementation that uses == internally; this default cannot be overridden. More generally, subclasses that both inherit an implementation of equals() from a superclass and lack a requirement for additional functionality need not override the equals() method.

The general usage contract for equals(), as specified by the Java Language Specification JLS, establishes five requirements:

  1. It is reflexive: For any reference value x, x.equals(x) must return true.
  2. It is symmetric: For any reference values x and y, x.equals(y) must return true if and only if y.equals(x) returns true.
  3. It is transitive: For any reference values x, y, and z, if x.equals(y) returns true and y.equals(z) returns true, then x.equals(z) must return true.
  4. It is consistent: For any reference values x and y, multiple invocations of x.equals(y) consistently return true or consistently return false, provided no information used in equals() comparisons on the object is modified.
  5. For any non-null reference value x, x.equals(null) must return false.

Never violate any of these requirements when overriding the equals() method.

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By operating on String objects, the CaseInsensitiveString.equals() method violates the second contract requirement (symmetry). Because of the asymmetry, given a String object s and a CaseInsensitiveString object cis that differ only in case, cis.equals(s)) returns true, while s.equals(cis) returns false.

Compliant Solution

In this compliant solution, the CaseInsensitiveString.equals() method is simplified to operate only on instances of the CaseInsensitiveString class, consequently preserving symmetry.:

Code Block
bgColor#ccccff
public final class CaseInsensitiveString {
  private String s;

  public CaseInsensitiveString(String s) {
    if (s == null) {
      throw new NullPointerException();
    }
    this.s = s;
  }

  public boolean equals(Object o) {
    return o instanceof CaseInsensitiveString &&
        ((CaseInsensitiveString)o).s.equalsIgnoreCase(s);
  }

  public int hashCode() {/* ... */}

  public static void main(String[] args) {
    CaseInsensitiveString cis = new CaseInsensitiveString("Java");
    String s = "java";
    System.out.println(cis.equals(s)); // Returns false now
    System.out.println(s.equals(cis)); // Returns false now
  }
}

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Unfortunately, in this case it is impossible to extend the Card class by  class by adding a value or field in the subclass while preserving the Java equals() contract contract. This problem is not specific to the Card class , but applies to any class hierarchy that can consider equal instances of distinct subclasses of some superclass. For such cases, use composition rather than inheritance to achieve the desired effect effect [Bloch 2008], [Liskov 1994]. This compliant solution adopts this approach by adding a private card field to the XCard class and providing a public viewCard() method., [Cline, C++ Super-FAQ]. It is fundamentally impossible to have a class that both allows arbitrary subclass extensions and permits an equals() method that is reflexive, symmetric, and transitive, as is required by Object.equals(). In the interests of consistency and security, we forgo arbitrary subclass extensions, and assume that {{Card.equals()}} may impose certain restrictions on its subclasses.

This compliant solution adopts this approach by adding a private card field to the XCard class and providing a public viewCard() method.

Code Block
bgColor#ccccff
class XCard {
  private String type;
  private Card card; 
Code Block
bgColor#ccccff
class XCard {
  private String type;
  private Card card; // Composition

  public XCard(int number, String type) {
    card = new Card(number);
    this.type = type;
  }

  public Card viewCard() {
    return card;
  }

  public boolean equals(Object o) {
    if (!(o instanceof XCard)) {
      return false;
    }

    XCard cp = (XCard)o;
    return cp.card.equals(card) && cp.type.equals(type);
  }

  public int hashCode() {/* ... */}

  public static void main(String[] args) {
    XCard p1 = new XCard(1, "type1");
    Card p2 = new Card(1);
    XCard p3 = new XCard(1, "type2");
    XCard p4 = new XCard(1, "type1");
    System.out.println(p1.equals(p2)); // Prints false
    System.out.println(p2.equals(p3)); // Prints false
    System.out.println(p1.equals(p3)); // Prints false
    System.out.println(p1.equals(p4)); // Prints true
  }
}

...

If the Card.equals() method could unilaterally assume that two objects with distinct classes were not equal, it could be used in an inheritance hierarchy while preserving transitivity. .:

Code Block
bgColor#ccccff
public class Card {
  private final int number;

  public Card(int number) {
    this.number = number;
  }

  public boolean equals(Object o) {
    if (!(o.getClass() == this.getClass())) {
      return false;
    }

    Card c = (Card)o;
    return c.number == number;
  }

  public int hashCode() {/* ... */}

}

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A uniform resource locator (URL) specifies both the location of a resource and also a method to access it. According to the Java API documentation for class Class URL [API 20062014]:

Two URL objects are equal if they have the same protocol, reference equivalent hosts, have the same port number on the host, and the same file and fragment of the file.

Two hosts are considered equivalent if both host names can be resolved into the same IP addresses; else if either host name can't be resolved, the host names must be equal without regard to case; or both host names equal to null.

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Consider an application that allows an organization's employees to access an external mail service via http://mailwebsite.com. The application is designed to deny access to other websites by behaving as a makeshift firewall. However, a crafty or malicious user could nevertheless access an illegitimate website http://illegitimatewebsite.com if it were hosted on the same computer as the legitimate website and consequently shared the same IP address. Even worse, if the legitimate website were hosted on a server in a commercial pool of servers, an attacker could register multiple websites in the pool (for phishing purposes) until one was registered on the same computer as the legitimate website, consequently defeating the firewall.

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This compliant solution compares the string representations of two URLs' string representations, thereby avoiding the pitfalls of URL.equals().:

Code Block
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public class Filter {
  public static void main(String[] args) throws MalformedURLException {
    final URL allowed = new URL("http://mailwebsite.com");
    if (!allowed.toString().equals(new URL(args[0]).toString())) {
      throw new SecurityException("Access Denied");
    }
    // Else proceed
  }
}

This solution still has problems. Two URLs with different string representation can still refer to the same resource. However, the solution fails safely in this case because the equals() contract is preserved, and the system will never allow a malicious URL to be accepted by mistake.

...

A Uniform Resource Identifier (URI) contains a string of characters used to identify a resource; this is a more general concept than an URL. The java.net.URI class provides string-based equals() and hashCode() methods that satisfy the general contracts for Object.equals() and Object.hashCode(); they do not invoke hostname resolution and are unaffected by network connectivity. URI also provides methods for normalization and canonicalization that URL lacks. Finally, the URL.toURI() and URI.toURL() methods provide easy conversion between the two classes. Programs should use URIs instead of URLs whenever possible. According to the Java API Class URI documentation [API 20062014] URI class documentation:

A URI may be either absolute or relative. A URI string is parsed according to the generic syntax without regard to the scheme, if any, that it specifies. No lookup of the host, if any, is performed, and no scheme-dependent stream handler is constructed.

This compliant solution uses a URI object instead of a URL. The filter appropriately blocks the website when presented with any string other than http://mailwebsite.com because the comparison fails.

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Additionally, the URI class performs normalization (removing extraneous path segments like 'such as "..'") and relativization of paths [API 20062014] and , [Darwin 2004].

Noncompliant Code Example (java.security.Key)

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This noncompliant code example compares two keys using the equals() method. The comparison may return false even when the key instances represent the same logical key.

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This compliant solution uses the equals() method as a first test and then compares the encoded version of the keys to facilitate provider-independent behavior. For example, this code can determine whether a RSAPrivateKey and RSAPrivateCrtKey represent equivalent private keys [Sun 2006].

Code Block
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private static boolean keysEqual(Key key1, Key key2) {
  if (key1.equals(key2)) {
    return true;
  }

  if (Arrays.equals(key1.getEncoded(), key2.getEncoded())) {
    return true;
  }

  // More code for different types of keys here.
  // For example, the following code can check if
  // an RSAPrivateKey and an RSAPrivateCrtKey are equal:
  if ((key1 instanceof RSAPrivateKey) &&
      (key2 instanceof RSAPrivateKey)) {
  
    if ((((RSAKey)key1).getModulus().equals(
         ((RSAKey)key2).getModulus())) &&
       (((RSAPrivateKey) key1).getPrivateExponent().equals(
        ((RSAPrivateKey) key2).getPrivateExponent()))) {
      return true;
    }
  }
  return false;
}

Exceptions

MET08-J-EX0: Requirements of this rule may be violated provided that the incompatible types are never compared. There are classes in the Java platform libraries (and elsewhere) that extend an instantiable class by adding a value component. For example, java.sql.Timestamp extends java.util.Date and adds a nanoseconds field. The equals() implementation for Timestamp violates symmetry and can cause erratic behavior when Timestamp and Date objects are used in the same collection or are otherwise intermixed [Bloch 2008].

Risk Assessment

Violating the general contract when overriding the equals() method can lead to unexpected results.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

MET08-J

Low

Unlikely

Medium

P2

L3

Related Guidelines

MITRE CWE

CWE-697. Insufficient comparison

Bibliography

Timestamp extends java.util.Date and adds a nanoseconds field. The equals() implementation for Timestamp violates symmetry and can cause erratic behavior when Timestamp and Date objects are used in the same collection or are otherwise intermixed [Bloch 2008].

Risk Assessment

Violating the general contract when overriding the equals() method can lead to unexpected results.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

MET08-J

Low

Unlikely

Medium

P2

L3

Automated Detection

ToolVersionCheckerDescription
CodeSonar
Include Page
CodeSonar_V
CodeSonar_V

JAVA.COMPARE.CTO.ASSYM
JAVA.IDEF.NOEQUALS
JAVA.IDEF.CTONOEQ
JAVA.IDEF.CTOEQ

Asymmetric compareTo (Java)
Missing Equals Override (Java)
compareTo without equals (Java)
compareTo/equals mismatch (Java)

Parasoft Jtest

Include Page
Parasoft_V
Parasoft_V

CERT.MET08.EQREFLMake sure implementation of Object.equals(Object) is reflexive
SonarQube
Include Page
SonarQube_V
SonarQube_V
S2162"equals" methods should be symmetric and work for subclasses


Related Guidelines

MITRE CWE

CWE-697, Insufficient Comparison

Bibliography


[API 2014]Class URI
Class URL
(method equals())

[Bloch 2008]

Item 8, "Obey the General Contract When Overriding equals"

[Cline, C++ Super-FAQ]

[Darwin 2004]

Section 9.2, "Overriding the equals Method"

[Harold 1997]

Chapter 3, "Classes, Strings, and Arrays," section "The Object Class (Equality)"

[Liskov 1994]

Liskov, B. H.Wing, J. M. (November 1994). A behavioral notion of subtypingACM Trans. Program. Lang. Syst.16 (6). pp. 1811–1841. doi:10.1145/197320.197383. An updated version appeared as CMU technical report: Liskov, BarbaraWing, Jeannette (July 1999). "Behavioral Subtyping Using Invariants and Constraints" (PS).

[API 2006]

Method equals()

[Bloch 2008]

Item 8. Obey the general contract when overriding equals

[Darwin 2004]

9.2, Overriding the equals Method

[Harold 1997]

Chapter 3, Classes, Strings, and Arrays, The Object Class (Equality)

[Sun 2006]

Determining If Two Keys Are Equal (JCA Reference Guide)

[Techtalk 2007]

"More Joy of Sets

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