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Comment: Parasoft Jtest 2021.1

A thread that invokes Threads that invoke Object.wait() expects expect to wake up and resume execution when its their condition predicate becomes true. Waiting threads must test their condition predicates upon receiving notifications and resume waiting if the predicates are false, to To be compliant with guideline THI03-J. Always invoke wait() and await() methods inside a loop, waiting threads must test their condition predicates upon receiving notifications and must resume waiting if the predicates are false.

The notify() and notifyAll() methods of package java.lang.Object are used to wake up a waiting thread (s)or threads, respectively. These methods must be invoked from code a thread that holds the same object lock as the waiting thread(s). An IllegalMonitorStateException is thrown if the current thread does not acquire this object's intrinsic lock before invoking these methods; these methods throw an IllegalMonitorStateException when invoked from any other thread. The notifyAll() method wakes up all threads waiting on an object lock and allows threads whose condition predicate is true to resume execution. Furthermore, if all the threads whose condition predicate evaluates to true previously held a specific lock before going into the wait state, only one of them will reacquire the lock upon being notified. Presumably, the other threads will resume waiting. The notify() method wakes up only one thread and makes no guarantees as to which , with no guarantee regarding which specific thread is notified. If the thread's condition predicate doesn't allow the thread to proceed, the chosen thread may resume waiting, defeating The chosen thread is permitted to resume waiting if its condition predicate is unsatisfied; this often defeats the purpose of the notification.

The Consequently, invoking the notify() method may only be invoked if is permitted only when all of the following conditions are met:

  • The condition predicate is identical for each waiting threadAll waiting threads have identical condition predicates.
  • All threads must perform the same set of operations after waking up. This means that That is, any one thread can be selected to wake up and resume for a single invocation of notify().
  • Only one thread is required to wake upon the notification.

These conditions are satisfied by threads that are identical and provide a stateless service or utility.

The java.util.concurrent.locks utilities (Condition interface) provide the Condition.signal() and Condition.signalAll() methods to awaken threads that are blocked on an a Condition.await() call. Condition objects are required when using java.util.concurrent.locks.Lock objects. A Although Lock object allows objects allow the use of Object.wait() and notify, Object.notify(), and Object.notifyAll() methods. However, code that synchronizes using a Lock object does not use its own intrinsic lock. Instead, , their use is prohibited by LCK03-J. Do not synchronize on the intrinsic locks of high-level concurrency objects. Code that synchronizes using a Lock object uses one or more Condition objects are associated with the Lock object rather than using its own intrinsic lock. These objects interact directly with the locking policy enforced by the Lock object. Consequently, the Condition.await(), Condition.signal(), and Condition.signalAll() methods are used instead in place of Object.the wait(), Object.notify(), and Object.notifyAll() methods.

The use of the signal() method is insecure when multiple threads await the same Condition object unless the following must not be used unless all of these conditions are met:

  • The Condition object is identical for each waiting thread.
  • All threads must perform the same set of operations after waking up. This , which means that any one thread can be selected to wake up and resume for a single invocation of signal().
  • Only one thread is required to wake upon receiving the signal.

The signal() method may also be invoked when both of the following or all of these conditions are met:

  • Each thread uses a unique Condition object.
  • Each Condition object is associated with a common the same Lock object.

The When used securely, the signal() method , if used securely, has better performance than signalAll().

...

When notify() or signal() is used to waken a waiting thread, and the thread is not prepared to resume execution, it often resumes waiting. Consequently, no thread wakens, which may cause the system to hang.

Noncompliant Code Example (notify())

This noncompliant code example shows a complex, multistep process being undertaken by several threads. Each thread executes the step identified by the time field. Each thread waits for the time field to indicate that it is time to perform the corresponding thread's step. After performing the step, each thread first increments time and then notifies the thread that is responsible for the next step.

Code Block
bgColor#FFcccc

public final class ProcessStep implements Runnable {
  private static final Object lock = new Object();
  private static int time = 0;
  private final int step; // Do Perform operations when field time reaches
  this                         // reaches this value

  public ProcessStep(int step) {
    this.step = step;
  }

  @Override public void run() {
    try {
      synchronized (lock) {
        while (time != step) {
          lock.wait();
        }

        // Perform operations

        time++;
        lock.notify();
      }
    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    }
  }

  public static void main(String[] args) {
    for (int i = 4; i >= 0; i--) {
      new Thread(new ProcessStep(i)).start();
    }
  }
}

This noncompliant code example violates the liveness property. Each thread has a different condition predicate , as because each requires step to have a different value before proceeding. The Object.notify() method wakes up only one thread at a time. Unless it happens to wake up the thread that is required to perform the next step, the program will deadlock.

Compliant Solution (notifyAll())

In this compliant solution, each thread completes its step and then calls notifyAll() to notify the waiting threads. The thread that is ready can then perform its task , while all the threads whose condition predicates are false (loop condition expression is true) promptly resume waiting.

Only the run() method from the noncompliant code example is modified, as follows:

Code Block
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@Override public voidfinal run() {
  tryclass ProcessStep implements Runnable {
  private static final synchronizedObject (lock) {
= new Object();
  private static whileint (time != step) {
        lock.wait(); 0;
  private final int step; // Perform operations when field time 
      }

      // Perform operations

      time++;
      lock.notifyAll(); // Use notifyAll() instead of notify()
  reaches this value
  public ProcessStep(int step) {
    this.step = step;
  }

  @Override }public catchvoid run(InterruptedException ie) {
    try  Thread.currentThread().interrupt(); // Reset interrupted status
  }
}

Noncompliant Code Example (Condition interface)

This noncompliant code example is similar to the noncompliant code example for notify() but uses the Condition interface for waiting and notification.

Code Block
bgColor#FFcccc

public class ProcessStep implements Runnable {
  private static final Lock lock = new ReentrantLock();
  private static final Condition condition = lock.newCondition();
  private static int time = 0;
  private final int step; // Do operations when field time reaches this value

  public ProcessStep(int step{
      synchronized (lock) {
        while (time != step) {
          lock.wait();
        }
  
        // Perform operations
  
        time++;
        lock.notifyAll(); // Use notifyAll() instead of notify()
      }
    } catch (InterruptedException ie) {
    this.step  Thread.currentThread().interrupt(); // Reset interrupted status
    }
  }

}

Noncompliant Code Example (Condition Interface)

This noncompliant code example is similar to the noncompliant code example for notify() but uses the Condition interface for waiting and notification:

Code Block
bgColor#FFcccc
public class ProcessStep implements Runnable= step;
  }

  @Override public void run() {
    lock.lock();
    try {
  private static final Lock whilelock (time= !=new stepReentrantLock() {;
  private static final Condition condition = conditionlock.awaitnewCondition();
  private static int time = }
0;
  private final int step; // Perform operations when field time 

      time++;
      condition.signal();
    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Resetreaches interruptedthis statusvalue
  public  } finallyProcessStep(int step) {
    this.step = lock.unlock()step;
    }

  }

@Override  public static void mainrun(String[] args) {
    for (int i = 4; i >= 0; i--lock.lock();
    try {
      while (time != step) {
      new Thread(new ProcessStep(i)).start condition.await();
    }
  }
}

As with Object.notify(), the signal() method may awaken an arbitrary thread.

Compliant Solution (signalAll())

Wiki Markup
This compliant solution uses the {{signalAll()}} method to notify all waiting threads. Before {{await()}} returns, the current thread reacquires the lock associated with this condition. When the thread returns, it is guaranteed to hold this lock \[[API 2006|AA. Bibliography#API 06]\] The thread that is ready can perform its task, while all the threads whose condition predicates are false resume waiting.

Only the run() method from the noncompliant code example is modified, as follows:

Code Block
bgColor#ccccff

  @Override public void run() {
    lock.lock();
    try 
      // Perform operations

      time++;
      condition.signal();
    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    } finally {
      lock.unlock();
    }
  }

  public static void main(String[] args) {
    for (int i = 4; i >= 0; i--) {
      whilenew Thread(time != step) {
        condition.awaitnew ProcessStep(i)).start();
      }

      // Perform operations

      time++;
      condition.signalAll();
    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    } finally {
      lock.unlock();
    }
  }

Compliant Solution (Unique Condition Per Thread)

This compliant solution assigns each thread its own condition. All the Condition objects are accessible to all the threads.

}
}

As with Object.notify(), the signal() method may awaken an arbitrary thread.

Compliant Solution (signalAll())

This compliant solution uses the signalAll() method to notify all waiting threads. Before await() returns, the current thread reacquires the lock associated with this condition. When the thread returns, it is guaranteed to hold this lock [API 2014]. The thread that is ready can perform its task while all the threads whose condition predicates are false resume waiting.

Only the run() method from the noncompliant code example is modified, as follows:

Code Block
bgColor#ccccff
public class ProcessStep implements Runnable {
  private static final Lock lock = new ReentrantLock();
Code Block
bgColor#ccccff

// Declare class as final because its constructor throws an exception
public final class ProcessStep implements Runnable {
  private static final LockCondition lockcondition = new ReentrantLocklock.newCondition();
  private static int time = 0;
  private final int step; // DoPerform operations when field time 
  reaches this value
  private static final int MAX_STEPS = 5;
  private static final Condition[] conditions = new Condition[MAX_STEPS];

    public ProcessStep(int step) {
    if (step <= MAX_STEPS // reaches this value
  public ProcessStep(int step) {
      this.step = step;
  }

  @Override public conditions[step] = lock.newCondition();void run() {
    } elselock.lock();
    try {
      throwwhile new IllegalArgumentException("Tootime many!= threads"step);
    } {
  }

  @Override public void run() {
    lock.lock condition.await();
     try {}
  
    while (time != step) {
    // Perform operations

      time++;
      conditions[step].awaitcondition.signalAll();
    } catch (InterruptedException ie) }
{
      Thread.currentThread().interrupt(); // Reset Performinterrupted operationsstatus

      time++;
      if (step + 1 < conditions.length)} finally {
        conditions[step + 1].signallock.unlock();
    }
  }

}

Compliant Solution (Unique Condition per Thread)

This compliant solution assigns each thread its own condition. All the Condition objects are accessible to all the threads:

Code Block
bgColor#ccccff
// Declare class as final because its constructor throws an exception
public final class ProcessStep implements Runnable    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    } finally {
  private static final Lock lock.unlock = new ReentrantLock();
  private static int }
time = }0;

  publicprivate staticfinal void main(String[] args) {
    for (int i = MAX_STEPS - 1; i >= 0; i--) {
int step; // Perform operations when field time 
                ProcessStep ps = new ProcessStep(i);
      new Thread(ps).start();
    }
  }
}
// reaches this value
  private static final int MAX_STEPS = 5;
  private static final Condition[] conditions = new Condition[MAX_STEPS];

  public ProcessStep(int step) {
    if (step <= MAX_STEPS) {
      this.step = step;
      conditions[step] = lock.newCondition();
    } else {
      throw new IllegalArgumentException("Too many threads");
    }
  }

  @Override public void run() {
    lock.lock();
    try {
      while (time != step) {
        conditions[step].await();
      }

      // Perform operations

      time++;
      if (step + 1 < conditions.length) {
        conditions[step + 1].signal();
      }
    } catch (InterruptedException ie) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    } finally {
      lock.unlock();
    }
  }

  public static void main(String[] args) {
    for (int i = MAX_STEPS - 1; i >= 0; i--) {
      ProcessStep ps = new ProcessStep(i);
      new Thread(ps).start();
    }
  }
}

Even though the signal() method is Even though the signal() method is used, only the thread whose condition predicate corresponds to the unique Condition variable will awaken.

This compliant solution is safe only if when untrusted code cannot create a thread with an instance of this class.

Risk Assessment

Notifying a single thread instead of rather than all waiting threads can pose a threat to the violate the liveness property of the system.

Guideline

Severity

Likelihood

Remediation Cost

Priority

Level

THI04-J

low

unlikely

medium

P2

L3

Automated Detection

TODO

Related Vulnerabilities

Search for vulnerabilities resulting from the violation of this guideline on the CERT website.

Bibliography

Wiki Markup
\[[API 2006|AA. Bibliography#API 06]\] {{java.util.concurrent.locks.Condition}} interface
\[[JLS 2005|AA. Bibliography#JLS 05]\] [Chapter 17, Threads and Locks|http://java.sun.com/docs/books/jls/third_edition/html/memory.html]
\[[Goetz 2006|AA. Bibliography#Goetz 06]\] Section 14.2.4, Notification
\[[Bloch 2001|AA. Bibliography#Bloch 01]\] Item 50: Never invoke wait outside a loop

system.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

THI02-J

Low

Unlikely

Medium

P2

L3

Automated Detection

ToolVersionCheckerDescription
Parasoft Jtest
Include Page
Parasoft_V
Parasoft_V
CERT.THI02.ANFDo not use 'notify()'; use 'notifyAll()' instead so that all waiting threads will be notified
SonarQube
Include Page
SonarQube_V
SonarQube_V
S2446"notifyAll" should be used

Related Guidelines

Bibliography

[API 2006]

Interface java.util.concurrent.locks.Condition

[Bloch 2001]

Item 50, "Never Invoke wait Outside a Loop"

[Goetz 2006]

Section 14.2.4, "Notification"

[JLS 2015]

Chapter 17, "Threads and Locks"


...

Image Added Image Added Image Removed      13. Thread APIs (THI)      Image Modified