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Misuse

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of

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synchronization

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primitives

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is

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a

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common

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source

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of

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concurrency

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issues. Synchronizing on objects that may be reused can result in deadlock and nondeterministic behavior. Consequently, programs must never synchronize on objects that may be reused.

Noncompliant Code Example (Boolean Lock Object)

This noncompliant code example synchronizes on a Boolean lock object.

Code Block
bgColor#FFcccc
 A significant number of concurrency vulnerabilities arise from locking on the wrong kind of object. An analysis of the JDK 1.6.0 source code discovered 31 bugs that fell into this category \[[Pugh 08|AA. Java References#Pugh 08]\]. It is important to recognize the entities with whom synchronization is required rather than indiscreetly scavenging for objects to synchronize on. {color:red}we need a more precise statement about what specifically this guideline requires{color} {mc} any suggestions? {mc}  {mc} not yet {mc} 

h2. Noncompliant Code Example ({{Boolean}} lock object)

This noncompliant code example synchronizes on the ({{initialized}}) boolean. 

{code:bgColor=#FFcccc}
private final Boolean initialized = Boolean.FALSE;

public void doSomething() {
  synchronized (initialized) { 
    // ...
  }
}
{code}

Variables of type {{Boolean}} are unsuitable as locks because they can only assume the values {{true}} and {{false}}. Consequently, Java may only allocate two Boolean objects--one which represents {{FALSE}} and the other which represents {{TRUE}}.  In this example, {{initialized}} references the {{FALSE}} object.  If any other code inadvertently synchronizes on the same object (a {{Boolean}} variable with the same value), the system may become unresponsiveness or deadlock.


h2. Noncompliant Code Example (Boxed primitive)

This noncompliant code example locks on a boxed {{Integer}} object.

{code:bgColor=#FFcccc}
int lock

The Boolean type is unsuitable for locking purposes because it allows only two values: true and false. Boolean literals containing the same value share unique instances of the Boolean class in the Java Virtual Machine (JVM). In this example, initialized refers to the instance corresponding to the value Boolean.FALSE. If any other code were to inadvertently synchronize on a Boolean literal with this value, the lock instance would be reused and the system could become unresponsive or could deadlock.

Noncompliant Code Example (Boxed Primitive)

This noncompliant code example locks on a boxed Integer object.

Code Block
bgColor#FFcccc
private int count = 0;
private final Integer Lock = lockcount; // Boxed primitive Lock is shared

public void doSomething() {
  synchronized (Lock) {
    count++;
    // ...
  }
}
{code}

Boxed

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types

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may

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use

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the

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same

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instance

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for

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a

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range

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of

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integer

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values

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; consequently,

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they suffer

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from

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the

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same

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reuse problem

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as

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Boolean

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constants. The wrapper object are reused when the value can be represented as a byte; JVM implementations are also permitted to reuse wrapper objects for larger ranges of values. While use of the intrinsic lock associated with the boxed Integer wrapper object is insecure; instances of the Integer object constructed using the new operator (new Integer(value)) are unique and not reused. In general, locks on any data type that contains a boxed value are insecure.

Compliant Solution (Integer)

This compliant solution locks on a nonboxed Integer, using a variant of the private lock object idiom. The doSomething() method synchronizes using the intrinsic lock of the Integer instance, Lock.

Code Block
bgColor#ccccff
private int count If the value of the primitive can be represented as a byte, the wrapper object is reused. Note that the use of the boxed {{Integer}} wrapper object is insecure; instances of the {{Integer}} object constructed using the {{new}} operator ({{new Integer(value)}}) are unique and not reused. In general, holding a lock on any data type that contains a boxed value is insecure. 


h2. Compliant Solution (Integer)

This compliant solution recommends locking on a non-boxed Integer. The {{doSomething()}} method synchronizes using the intrinsic lock of the {{Integer}} instance, {{Lock}}.

{code:bgColor=#ccccff}
int lock = 0;
private final Integer Lock = new Integer(lockcount); 

public void doSomething() {
  synchronized (Lock) {
    count++;
    // ...
  }
}
{code}

When

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explicitly

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constructed,

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an

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Integer

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object

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has

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a

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unique

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reference

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and

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its

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own

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intrinsic

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lock

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that

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is distinct not only from other Integer objects, but also from boxed integers that have the same value. While this is an acceptable solution, it can cause maintenance problems because developers can incorrectly assume that boxed integers are also appropriate lock objects. A more appropriate solution is to synchronize on a private final lock object as described in the final compliant solution for this rule.

Noncompliant Code Example (Interned String Object)

This noncompliant code example locks on an interned String object.

Code Block
bgColor#FFcccc
private final String  not shared with other {{Integer}} objects or boxed integers having the same value. While this is an acceptable solution, it may cause maintenance problems because developers might incorrectly assume that boxed integers are appropriate lock objects.  A more appropriate solution is to synchronize on an internal private final lock {{Object}} as described in the following compliant solution.

h2. Compliant Solution (internal private final lock {{Object}})

This compliant solution uses an internal private final lock object. This is one of the few cases where a {{java.lang.Object}} instance is useful.

{code:bgColor=#ccccff}
private final Object lock = new Object();

public void doSomething() {
  synchronized(lock) {
    // ...
  }
}
{code} 

For more information on using an {{Object}} as a lock, see [CON04-J. Synchronize using an internal private final lock object].

h2. Noncompliant Code Example (interned {{String}} object)

This noncompliant code example locks on an interned {{String}} object.

{code:bgColor=#FFcccc}
private final String _lock = new String("LOCK").intern();

public void doSomething() {
  synchronized (_lock) {
    // ...
  }
}
{code}  

According to the Java API \[[API 06|AA. Java References#API 06]\], class {{

According to the Java API class java.lang.String

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documentation [API 2006]:

When the intern()

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method

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is

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invoked,

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if

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the

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pool

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already

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contains

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a

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string

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equal

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to

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this

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String

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object

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as

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determined

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by

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the

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equals(Object)

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method,

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then

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the

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string

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from

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the

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pool

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is

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returned.

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Otherwise,

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this

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String

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object

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is

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added

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to

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the

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pool

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and

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a

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reference

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to

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this

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String

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object

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is

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returned.

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Consequently,

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an

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interned

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String

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object

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behaves

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like

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a

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global

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variable

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in

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the

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JVM

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.

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As

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demonstrated

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in

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this

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noncompliant

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code

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example,

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even

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when every

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instance

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of

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an

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object

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maintains

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its

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own lock field, the fields all refer to a common String constant. Locking on String constants has the same reuse problem as locking on Boolean constants.

Additionally, hostile code from any other package can exploit this vulnerability, if the class is accessible. See rule LCK00-J. Use private final lock objects to synchronize classes that may interact with untrusted code for more information.

Noncompliant Code Example (String Literal)

This noncompliant code example locks on a final String literal.

Code Block
bgColor#FFcccc
 field {{lock}}, the field points to a common {{String}} constant in the JVM. Trusted code that locks on the same {{String}} constant renders all synchronization attempts inadequate. Similarly, hostile code from any other package can exploit this vulnerability if the class is accessible.

h2. Noncompliant Code Example ({{String}} literal)

This noncompliant code example locks on a final {{String}} literal.

{code:bgColor=#FFcccc}
// This bug was found in jetty-6.1.3 BoundedThreadPool
private final String _lock = "LOCK";

// ...public void doSomething() {
  synchronized (_lock) { 
    // ...
  }
// ...
{code}  

A {{String}} literal is a constant and is interned. Consequently, it suffers from the same pitfalls as the preceding noncompliant code example. 


h2. Compliant Solution ({{String}} instance)

This compliant solution locks on a {{String}} instance that is not interned. 

{code:

String literals are constant and are automatically interned. Consequently, this example suffers from the same pitfalls as the preceding noncompliant code example.

Compliant Solution (String Instance)

This compliant solution locks on a noninterned String instance.

Code Block
bgColor#ccccff
bgColor=#ccccff}
private final String _lock = new String("LOCK");

public void doSomething() {
  synchronized (_lock) {
    // ...
  }
}
{code}

A {{String}} instance differs from a {

A String instance differs from a String literal. The instance has a unique reference and its own intrinsic lock that is distinct from other String object instances or literals. Nevertheless, a better approach is to synchronize on a private final lock object, as shown in the following compliant solution.

Compliant Solution (Private Final Lock Object)

This compliant solution synchronizes on a private final lock object. This is one of the few cases in which a java.lang.Object instance is useful.

Code Block
bgColor#ccccff
private final Object lock = new Object{String}} literal. The instance has a unique reference and its own intrinsic lock that is not shared by other string object instances or literals. A more suitable approach is to use an internal private lock as discussed earlier.

h2. Noncompliant Code Example ({{getClass()}} lock object)

Synchronizing on return values of the {{Object.getClass()}} method, rather than a class literal can also be counterproductive. Whenever the implementing class is subclassed, the subclass locks on a completely different {{Class}} object (subclass's type). 

{code:bgColor=#FFcccc}
public void doSomething() {
  synchronized(getClass()) {
    // ... 
  }
}
{code}

Section 4.3.2 "The Class Object" of the Java Language specification \[[JLS 05|AA. Java References#JLS 05]\] describes how method synchronization works:

{quote}
A class method that is declared {{synchronized}} synchronizes on the lock associated with the {{Class}} object of the class.
{quote}

This does not mean that a subclass using {{getClass()}} can only synchronize on the {{Class}} object of the base class. In fact, it will lock on its own {{Class}} object, which may or may not be what the programmer had in mind. The intent should be clearly documented or annotated.


h2. Compliant Solution (class name qualification)

Explicitly define the name of the class through name qualification (superclass in this compliant solution) in the synchronized block. 

{code:bgColor=#ccccff}
public void doSomething() {
  synchronized(SuperclassName.class) { 
    // ... 
  }
}
{code}

The class object that is being used for synchronization should not be accessible to hostile code. If the class is package-private, callers from other packages may not access the class object, ensuring its trustworthiness as an intrinsic lock object. For more information, see [CON04-J. Synchronize using an internal private final lock object].


h2. Compliant Solution ({{Class.forName()}})

This compliant solution uses the {{Class.forName()}} method to synchronize on the superclass's {{Class}} object.

{code:bgColor=#ccccff}
public void doSomething() {
  synchronized(Class.forName("SuperclassName")) { 
    // ... 
  }
}
{code}

The class object that is being used for synchronization should not be accessible to hostile code, as discussed in the previous compliant solution. Furthermore, care must be taken to ensure that untrusted inputs are not accepted as arguments while loading classes using {{Class.forname()}}. (See [SEC05-J. Do not expose standard APIs that use the immediate caller's class loader instance to untrusted code] for more information.)

h2. Noncompliant Code Example ({{ReentrantLock}} lock object)

This noncompliant code example incorrectly uses a {{ReentrantLock}} as the lock object.

{code:bgColor=#FFcccc}
private final Lock lock = new ReentrantLock();

public void doSomething() {
  synchronized(lock) {
    // ... 
  }
}
{code}

Similarly, it is inappropriate to lock on an object of a class that implements either the {{Lock}} or {{Condition}} interface (or both) of package {{java.util.concurrent.locks}}. Using intrinsic locks of these classes is a questionable practice even though the code may appear to function correctly. This problem usually comes up in practice when refactoring from intrinsic locking to the {{java.util.concurrent}} dynamic locking utilities.


h2. Compliant Solution ({{lock()}} and {{unlock()}})

Instead of using the intrinsic locks of objects that implement the {{Lock}} interface, such as {{ReentrantLock}}, use the {{lock()}} and {{unlock()}} methods provided by the {{Lock}} interface.

{code:bgColor=#ccccff}
private final Lock lock = new ReentrantLock();

public void doSomething() {
  synchronized (lock.lock();
  try {
    // ...
  } finally {
    lock.unlock();
  }
}
{code}

If there is no requirement of using the advanced functionality of the dynamic locking utilities of package {{java.util.concurrent}}, prefer using the {{Executor}} framework or other concurrency primitives such as synchronization and atomic classes.

h2. Noncompliant Code Example (collection view)

This noncompliant code example synchronizes on the view of a synchronized map.

{code:bgColor=#FFcccc}
// map has package-private accessibility
final Map<Integer, String> map = Collections.synchronizedMap(new HashMap<Integer, String>());
private final Set<Integer> set = map.keySet();

public void doSomething() {
  synchronized(set) {  // Incorrectly synchronizes on set
    for(Integer k : set) { 
      // ...
    }
  }
}
{code}

When using synchronization wrappers, the synchronization object should be the {{Collection}} object. The synchronization is necessary to enforce atomicity ([CON07-J. Do not assume that a grouping of calls to independently atomic methods is atomic]). This noncompliant code example demonstrates inappropriate synchronization resulting from locking on a Collection view instead of the Collection object itself \[[Tutorials 08|AA. Java References#Tutorials 08]\]. 

The {{java.util.Collections}} interface's documentation \[[API 06|AA. Java References#API 06]\] warns about the consequences of following this practice:
{quote}
It is imperative that the user manually synchronize on the returned map when iterating over any of its collection views...  Failure to follow this advice may result in non-deterministic behavior. 
{quote}


h2. Compliant Solution (collection lock object)

This compliant solution correctly synchronizes on the {{Collection}} object instead of the {{Collection}} view. 

{code:bgColor=#ccccff}
// map has package-private accessibility
final Map<Integer, String> map = Collections.synchronizedMap(new HashMap<Integer, String>());
private final Set<Integer> set = map.keySet();

public void doSomething() {
  synchronized(map) {  // Synchronize on map, not set
    for(Integer k : set) { 
      // ...
    }
  }
}
{code}


h2. Risk Assessment

Synchronizing on an inappropriate object can provide a false sense of thread safety and result in non-deterministic behavior. 

|| Rule || Severity || Likelihood || Remediation Cost || Priority || Level ||
| CON02- J | medium | probable | medium | {color:#cc9900}{*}P8{*}{color} | {color:#cc9900}{*}L2{*}{color} |


h3. Automated Detection



The following table summarizes the examples flagged as violations by FindBugs: 

||Noncompliant Code Example||Flagged||Checker||Message||
|{{Boolean}} lock object|Yes|DL_SYNCHRONIZATION_ON_BOOLEAN|Synchronization on Boolean could deadlock|
|Boxed primitive|Yes|DL_SYNCHRONIZATION_ON_BOXED_PRIMITIVE|Synchronization on Integer could deadlock|
|interned {{String}} object|No|DL_SYNCHRONIZATION_ON_SHARED_CONSTANT|n/a|
|String literal|Yes||Synchronization on interned String could deadlock|
|{{getClass()}} lock object|No|WL_USING_GETCLASS_RATHER_THAN_CLASS_LITERAL|n/a|
|{{ReentrantLock}} lock object|No||n/a|
|Collection view|No|n/a|

The following table summarizes the examples flagged as violations by [SureLogic Flashlight|http://www.surelogic.com/]: 

||Noncompliant Code Example||Flagged||Message||
|{{Boolean}} lock object|No|No obvious issues|
|Boxed primitive|No|No obvious issues|
|interned {{String}} object|No|No obvious issues|
|String literal|No||No data available about field accesses|
|{{getClass()}} lock object|No|No data available about field accesses|
|{{ReentrantLock}} lock object|No|No obvious issues|
|Collection view|No|No obvious issues|



h3. Related Vulnerabilities

Search for vulnerabilities resulting from the violation of this rule on the [CERT website|https://www.kb.cert.org/vulnotes/bymetric?searchview&query=FIELD+KEYWORDS+contains+CON36-J].

h2. References

\[[API 06|AA. Java References#API 06]\] Class String, Collections
\[[Findbugs 08|AA. Java References#Findbugs 08]\]. 
\[[Pugh 08|AA. Java References#Pugh 08]\] "Synchronization"
\[[Miller 09|AA. Java References#Miller 09]\] Locking
\[[Tutorials 08|AA. Java References#Tutorials 08]\] [Wrapper Implementations|http://java.sun.com/docs/books/tutorial/collections/implementations/wrapper.html]

----
[!The CERT Sun Microsystems Secure Coding Standard for Java^button_arrow_left.png!|VOID CON00-J. Synchronize access to shared mutable variables]&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[!The CERT Sun Microsystems Secure Coding Standard for Java^button_arrow_up.png!|11. Concurrency (CON)]&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[!The CERT Sun Microsystems Secure Coding Standard for Java^button_arrow_right.png!|CON03-J. Do not use background threads during class initialization]

}

For more information on using an Object as a lock, see rule LCK00-J. Use private final lock objects to synchronize classes that may interact with untrusted code.

Risk Assessment

A significant number of concurrency vulnerabilities arise from locking on the wrong kind of object. It is important to consider the properties of the lock object rather than simply scavenging for objects on which to synchronize.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

LCK01-J

medium

probable

medium

P8

L2

Automated Detection

Some static analysis tools can detect violations of this rule.

ToolVersionCheckerDescription
The Checker Framework

Include Page
The Checker Framework_V
The Checker Framework_V

Lock CheckerConcurrency and lock errors (see Chapter 6)
Parasoft Jtest
Include Page
Parasoft_V
Parasoft_V
CERT.LCK01.SCSDo not synchronize on constant Strings
PVS-Studio

Include Page
PVS-Studio_V
PVS-Studio_V

V6070
SonarQube
Include Page
SonarQube_V
SonarQube_V
S1860
ThreadSafe
Include Page
ThreadSafe_V
ThreadSafe_V

CCE_CC_REUSEDOBJ_SYNC

Implemented

Bibliography

[API 2006]

Class String, Collections

[Findbugs 2008]


[Miller 2009]

Locking

[Pugh 2008]

Synchronization

[Tutorials 2008]

Wrapper Implementations


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