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Noncompliant Code Example (blocking IO, volatile flag)

This noncompliant code example uses a volatile done flag to indicate that it is safe to shutdown the thread, as suggested above. However, this does not help in terminating the thread because it is blocked on some network IO as a consequence of using the readLine() method.

class SocketReader implements Runnable {
  private final Socket socket;
  private final BufferedReader in;
  private volatile boolean done = false;
  private final Object lock = new Object();
  private boolean isRunning = false; // Reduces the need to synchronize time consuming operations
  public static class MultipleUseException extends RuntimeException {};

  public SocketReader() throws IOException {
    this.socket = new Socket("somehost", 25);
    this.in = new BufferedReader(new InputStreamReader(this.socket.getInputStream()));
  }
  
  // Only one thread can use the socket at a particular time
  public void run() {
    try {
      synchronized (lock) {
        if (isRunning) {
          throw new MultipleUseException();
        }
        isRunning = true;
      }
      execute();
    } catch (IOException ie) {
      // Forward to handler
    }
  }

  public void execute() throws IOException {
    String string;
    while (!done && (string = in.readLine()) != null) {
      // Blocks until end of stream (null)
    }
  }

  public void shutdown() {
    done = true;
  }

  public static void main(String[] args) throws IOException, InterruptedException {
    SocketReader reader = new SocketReader();
    Thread thread = new Thread(reader);
    thread.start();
    Thread.sleep(1000);
    reader.shutdown();
  }
}

Note that the Runnable object prevents itself from being run in multiple threads using an isRunning flag. If one thread tries to invoke run() after another thread has already done so, an unchecked exception is thrown.

Noncompliant Code Example (blocking IO, interruptible)

This noncompliant code example uses thread interruption to indicate that it is safe to shutdown the thread, as suggested above. However, this is not useful because the thread is blocked on some network IO as a consequence of using the readLine() method. Network I/O is not responsive to thread interruption.

class SocketReader implements Runnable {
  // ...
  
  public void execute() throws IOException {
    String string;
    while (!Thread.interrupted() && (string = in.readLine()) != null) { 
      // Blocks until end of stream (null)
    }
  }
  
  public static void main(String[] args) throws IOException, InterruptedException {
    SocketReader reader = new SocketReader();
    Thread thread = new Thread(reader);
    thread.start();
    Thread.sleep(1000); 
    thread.interrupt();
  }
}

Compliant Solution (close socket connection)

This compliant solution closes the socket connection, by having the shutdown() method close the socket. As a result, the thread is bound to stop because of a SocketException. Note that there is no way to keep the connection alive if the thread is to be cleanly halted immediately.

class SocketReader implements Runnable {
  // ...
  
  public void execute() throws IOException {
    String string;
    try {
      while ((string = in.readLine()) != null) { 
        // Blocks until end of stream (null)
      }
    } finally {
      shutdown();
    }
  }
  
  public void shutdown() throws IOException {
    socket.close();
  }

  public static void main(String[] args) throws IOException, InterruptedException {
    SocketReader reader = new SocketReader();
    Thread thread = new Thread(reader);
    thread.start();
    Thread.sleep(1000); 
    reader.shutdown();
  }
}

A boolean flag can be used (as described earlier) if additional clean-up operations need to be performed. When performing asynchronous I/O, a java.nio.channels.Selector may also be brought out of the blocked state by either invoking its close() or wakeup() method.

Compliant Solution (interruptible channel)

This compliant solution uses an interruptible channel, SocketChannel instead of a Socket connection. If the thread performing the network IO is interrupted using the Thread.interrupt() method, for instance, while reading the data, the thread receives a ClosedByInterruptException and the channel is closed immediately. The thread's interrupt status is also set.

class SocketReader implements Runnable {
  private final SocketChannel sc;
  private final Object lock = new Object();
  private boolean isRunning = false;
  private class MultipleUseException extends RuntimeException {};
  
  public SocketReader() throws IOException {
    sc = SocketChannel.open(new InetSocketAddress("somehost", 25));    
  }
  
  public void run() {
    synchronized (lock) {
      if (isRunning) {
        throw new MultipleUseException();
      }
      isRunning = true;
    }

    ByteBuffer buf = ByteBuffer.allocate(1024);
    try {
      synchronized (lock) {
        while (!Thread.interrupted()) {
          sc.read(buf);
          // ...
        }
      }
    } catch (IOException ie) {
      // Forward to handler
    }
  }

  public static void main(String[] args) throws IOException, InterruptedException {
    SocketReader reader = new SocketReader();
    Thread thread = new Thread(reader);
    thread.start();
    Thread.sleep(1000);
    thread.interrupt();
  }
}

This method interrupts the current thread, however, it only stops the thread because the code polls the interrupted flag using the method Thread.interrupted(), and shuts down the thread when it is interrupted. Invoking the interrupt() method of a thread that is blocked because of a java.nio.channels.Selector also causes the thread to awaken.

Noncompliant Code Example (database connection)

This noncompliant code example shows a thread-safe class DBConnector that creates a JDBC connection per thread, that is, the connection belonging to one thread is not shared by other threads. This is a common use-case because JDBC connections are not meant to be shared by multiple-threads.

class DBConnector implements Runnable {
  final String query;
  private final Object lock = new Object();
  private boolean isRunning = false;
  private class MultipleUseException extends RuntimeException {};
  
  DBConnector(String query) {
    this.query = query; 
  }
	
  public void run() {
    synchronized (lock) {
      if (isRunning) {
        throw new MultipleUseException();
      }
      isRunning = true;
    }

    Connection con;
    try {
      // Username and password are hard coded for brevity
      con = DriverManager.getConnection("jdbc:myDriver:name", "username","password");  
      Statement stmt = con.createStatement();
      ResultSet rs = stmt.executeQuery(query);
    } catch (SQLException e) {
      // Forward to handler
    }
    // ... 
  }  


  public static void main(String[] args) throws InterruptedException {
    DBConnector connector = new DBConnector(/* suitable query */);
    Thread thread = new Thread(connector);
    thread.start();
    Thread.sleep(5000);
    thread.interrupt();
  }
}

Unfortunately database connections, like sockets, are not inherently interruptible. So this design does not permit a client to cancel a task by closing it if the corresponding thread is blocked on a long running activity such as a join query. Furthermore, it is important to provide a mechanism to close connections to prevent thread starvation caused because of the limited number of database connections available in the pool. Similar task cancellation mechanisms are required when using objects local to a method, such as sockets.

Compliant Solution (ThreadLocal)

This compliant solution uses a ThreadLocal wrapper around the connection so that a thread that calls initialValue() obtains a unique connection instance. The advantage of this approach is that a shutdownConnection() method can be provided so that clients external to the class can also close the connection when the corresponding thread is blocked, or is performing some time consuming activity.

class DBConnector implements Runnable {
  final String query;
  
  DBConnector(String query) {
    this.query = query;
  }
	
  private static ThreadLocal<Connection> connectionHolder = new ThreadLocal<Connection>() {
    Connection connection = null;
    @Override public Connection initialValue() {		
      try {
        // Username and password are hard coded for brevity
	connection = DriverManager.getConnection
          ("jdbc:driver:name", "username","password");  	    	      
      } catch (SQLException e) {
        // Forward to handler
      }
      return connection;
    }
		
    @Override public void set(Connection con) {
      if(connection == null) { // Shuts down connection when null value is passed 		       
        try {
          connection.close();
        } catch (SQLException e) {
          // Forward to handler 
        }	       		       
      } else {
        connection = con; 
      }
    }
  };

  public static Connection getConnection() {
    return connectionHolder.get();
  }

  public static void shutdownConnection() { // Allows client to close connection anytime
    connectionHolder.set(null);
  }

  public void run() {
    Connection dbConnection = getConnection();
    Statement stmt;
    try {
      stmt = dbConnection.createStatement();		
      ResultSet rs = stmt.executeQuery(query);
    } catch (SQLException e) {
      // Forward to handler	 
    }    
    // ...
  }

  public static void main(String[] args) throws InterruptedException {
    DBConnector connector = new DBConnector(/* suitable query */);
    Thread thread = new Thread(connector);
    thread.start();
    Thread.sleep(5000);
    connector.shutdown();
  }
}

Noncompliant Code Example (database connection)

This noncompliant code example shows a thread-safe class DBConnector that creates a JDBC connection per thread, that is, the connection belonging to one thread is not shared by other threads. This is a common use-case because JDBC connections are not meant to be shared by multiple-threads.

class DBConnector implements Runnable {
  final String query;
  private final Object lock = new Object();
  private boolean isRunning = false;
  private class MultipleUseException extends RuntimeException {};
  
  DBConnector(String query) {
    this.query = query; 
  }
	
  public void run() {
    synchronized (lock) {
      if (isRunning) {
        throw new MultipleUseException();
      }
      isRunning = true;
    }

    Connection con;
    try {
      // Username and password are hard coded for brevity
      con = DriverManager.getConnection("jdbc:myDriver:name", "username","password");  
      Statement stmt = con.createStatement();
      ResultSet rs = stmt.executeQuery(query);
    } catch (SQLException e) {
      // Forward to handler
    }
    // ... 
  }  

  public static void main(String[] args) throws InterruptedException {
    DBConnector connector = new DBConnector(/* suitable query */);
    Thread thread = new Thread(connector);
    thread.start();
    Thread.sleep(5000);
    thread.interrupt();
  }
}

Unfortunately database connections, like sockets, are not inherently interruptible. So this design does not permit a client to cancel a task by closing it if the corresponding thread is blocked on a long running activity such as a join query. Furthermore, it is important to provide a mechanism to close connections to prevent thread starvation caused because of the limited number of database connections available in the pool. Similar task cancellation mechanisms are required when using objects local to a method, such as sockets.

Compliant Solution (ThreadLocal)

This compliant solution uses a ThreadLocal wrapper around the connection so that a thread that calls initialValue() obtains a unique connection instance. The advantage of this approach is that a shutdownConnection() method can be provided so that clients external to the class can also close the connection when the corresponding thread is blocked, or is performing some time consuming activity.

class DBConnector implements Runnable {
  final String query;
  
  DBConnector(String query) {
    this.query = query;
  }
	
  private static ThreadLocal<Connection> connectionHolder = new ThreadLocal<Connection>() {
    Connection connection = null;
    @Override public Connection initialValue() {		
      try {
        // Username and password are hard coded for brevity
	connection = DriverManager.getConnection
          ("jdbc:driver:name", "username","password");  	    	      
      } catch (SQLException e) {
        // Forward to handler
      }
      return connection;
    }
		
    @Override public void set(Connection con) {
      if(connection == null) { // Shuts down connection when null value is passed 		       
        try {
          connection.close();
        } catch (SQLException e) {
          // Forward to handler 
        }	       		       
      } else {
        connection = con; 
      }
    }
  };

  public static Connection getConnection() {
    return connectionHolder.get();
  }

  public static void shutdownConnection() { // Allows client to close connection anytime
    connectionHolder.set(null);
  }

  public void run() {
    Connection dbConnection = getConnection();
    Statement stmt;
    try {
      stmt = dbConnection.createStatement();		
      ResultSet rs = stmt.executeQuery(query);
    } catch (SQLException e) {
      // Forward to handler	 
    }    
    // ...
  }

  public static void main(String[] args) throws InterruptedException {
    DBConnector connector = new DBConnector(/* suitable query */);
    Thread thread = new Thread(connector);
    thread.start();
    Thread.sleep(5000);
    connector.shutdown();
  }
}

Risk Assessment

Failing to provide facilities for thread shutdown can cause non-responsiveness and denial of service.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

CON24- J

low

probable

medium

P4

L3

Automated Detection

TODO

Related Vulnerabilities

Search for vulnerabilities resulting from the violation of this rule on the CERT website.

References

[[API 06]] Class Thread, method stop, interface ExecutorService
[[Darwin 04]] 24.3 Stopping a Thread
[[JDK7 08]] Concurrency Utilities, More information: Java Thread Primitive Deprecation
[[JPL 06]] 14.12.1. Don't stop and 23.3.3. Shutdown Strategies
[[JavaThreads 04]] 2.4 Two Approaches to Stopping a Thread
[[Goetz 06]] Chapter 7: Cancellation and shutdown


CON12-J. Avoid deadlock by requesting and releasing locks in the same order      11. Concurrency (CON)      VOID CON14-J. Ensure atomicity of 64-bit operations

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