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Comment: Parasoft Jtest 2021.1

The Object.wait() method is employed to temporarily cede cedes possession of a lock so that another thread that other threads that may be requesting the lock can proceed. It Object.wait() must always be used inside called from a synchronized block . To resume activity, the other thread must notify the waiting thread. Moreover, the wait method should be invoked in or method. The waiting thread resumes execution only after it has been notified, generally as the result of the invocation of the notify() or notifyAll() method by some other thread. The wait() method must be invoked from a loop that checks if whether a condition predicate holds.

A condition statement is used so that the correct thread is notified since invocation of notify or notifyAll in another thread cannot pin point which waiting thread needs to be resumed. Another use is that sometimes a thread needs to block until a condition becomes true, for instance, when it cannot proceed without obtaining some data from a stream.

Note that a condition predicate is the negation of the condition expression in the loop. For example, the condition predicate for removing an element from a vector is !isEmpty(), whereas the condition expression for the while loop condition is isEmpty(). Following is the correct way to invoke the wait() method when the vector is empty.

Code Block
private Vector vector;
// ...

public void consumeElement() throws InterruptedException {
  synchronized (vector) {
    while (vector.isEmpty()) {
      vector.wait();
  
Code Block

synchronized (object) {
  while (<condition does not hold>) {
    object.wait(); 
  }

    //proceed Resume when condition holds
  }
}

Two properties come into picture here:

...



The notification mechanism notifies the waiting thread and allows it to check its condition predicate. The invocation of notify() or notifyAll() in another thread cannot precisely determine which waiting thread will be resumed. Condition predicate statements allow notified threads to determine whether they should resume upon receiving the notification. Condition predicates are also useful when a thread is required to block until a condition becomes true, for example, when waiting for data to arrive on an input stream before reading the data.

Both safety and liveness  are concerns when using the wait/notify mechanism. The safety property requires

...

that all objects maintain consistent states in a

...

multithreaded environment

...

[

...

Lea 2000]. The liveness property requires that every operation or method invocation execute to completion without interruption.

To guarantee liveness, programs must test the while loop condition should be tested before proceeding to invoke wait. This is because the condition might be true which indicates that a notify has already been sent from the other thread. Invoking wait after the notify has already been sent invites an infinite blocking statebefore invoking the wait() method. This early test checks whether another thread has already satisfied the condition predicate and sent a notification. Invoking the wait() method after the notification has been sent results in indefinite blocking.

To guarantee safety, programs must test the while loop condition should be tested even after returning from the call to wait() method. While Although wait() is meant intended to block indefinitely till until a notification is received, this practice is touted because: [EJPLG] it still must be encased within a loop to prevent the following vulnerabilities [Bloch 2001]:

  • Thread in the middle: A third thread can acquire the lock on the shared object during the interval between a notification being sent and the receiving thread actually resuming execution. This third thread can change the state of the object, leaving it inconsistent. This is akin to the "a time-of call-check, time-of-use " (TOCTOU) race condition.
  • Malicious notifications: There is no guarantee that a notification will not be sent when the condition does not hold. This means that the invocation of wait will be nullified by the notification.
  • Sometimes on receipt of a notifyAll signal, an unrelated thread can start executing and it is possible for its condition to be true.
  • notification: A random or malicious notification can be received when the condition predicate is false. Such a notification would cancel the wait() method.
  • Misdelivered notification: The order in which threads execute after receipt of a notifyAll() signal is unspecified. Consequently, an unrelated thread could start executing and discover that its condition predicate is satisfied. Consequently, it could resume execution despite being required to remain dormant.
  • Spurious wakeups: Certain Java Virtual Machine (JVM) Certain JVM implementations are vulnerable to spurious wakeups , that result in waiting threads waking up even without a notification [API 2014].

Due to For these reasons, programs must check the condition predicate after the wait() method returns. A while loop is the best choice for checking the condition predicate both before and after invoking wait is called is indispensable.

Non-Compliant Code Example

().

Similarly, the await() method of the Condition interface also must be invoked inside a loop. According to the Java API [API 2014], Interface Condition

When waiting upon a Condition, a "spurious wakeup" is permitted to occur, in general, as a concession to the underlying platform semantics. This has little practical impact on most application programs as a Condition should always be waited upon in a loop, testing the state predicate that is being waited for. An implementation is free to remove the possibility of spurious wakeups but it is recommended that applications programmers always assume that they can occur and so always wait in a loop.

New code should use the java.util.concurrent.locks concurrency utilities in place of the wait/notify mechanism. However, legacy code that complies with the other requirements of this rule is permitted to depend on the wait/notify mechanism.

Noncompliant Code Example

This noncompliant code example invokes the wait() This non-compliant example invokes the wait method inside a traditional if block and fails to check the post condition postcondition after the (accidental or malicious) notification is received. This means that the thread can waken when it is not supposed toIf the notification were accidental or malicious, the thread could wake up prematurely.

Code Block
bgColor#FFcccc

synchronized (object) {
  if (<condition does not hold>) {
    object.wait();
  }
  //proceed Proceed when condition holds
}

Compliant Solution

The This compliant solution encloses calls the wait() method in from within a while loop and thus checks to check the condition during both pre and post wait invocation times.before and after the call to wait():

Code Block
bgColor#ccccff

//condition predicate is guarded by a lock on the shared object/variable
synchronized (object) {
  while (<condition does not hold>) {
    object.wait(); 
  }

  //proceed Proceed when condition holds
}

References

Invocations of the java.util.concurrent.locks.Condition.await() method also must be enclosed in a similar loop.

Risk Assessment

Failure to encase the wait() or await() methods inside a while loop can lead to indefinite blocking and denial of service (DoS).

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

THI03-J

Low

Unlikely

Medium

P2

L3

Automated Detection

ToolVersionCheckerDescription
Parasoft Jtest
Include Page
Parasoft_V
Parasoft_V
CERT.THI03.UWILCall 'wait()' and 'await()' only inside a loop that tests the liveness condition
SonarQube
Include Page
SonarQube_V
SonarQube_V
S2274"Object.wait(...)" and "Condition.await(...)" should be called inside a "while" loop

Bibliography

[API 2014]

Class Object
Interface Condition

[Bloch 2001]

Item 50, "Never Invoke wait Outside a Loop"

[Goetz 2006]

Section 14.2, "Using Condition Queues"

[Lea 2000]

Section 1.3.2, "Liveness"
Section 3.2.2, "Monitor Mechanics"


...

Image Added Image Added Image AddedEJPLG Item 50, Never invoke wait outside a loop
Doug Lea 3.2.2 Monitor Mechanics, 1.3.2 Liveness
Concurrency 14.2. Using Condition Queues
Java Documentation, Object http://java.sun.com/j2se/1.4.2/docs/api/java/lang/Object.htmlImage Removed