Page History

The double-checked locking idiom is a software design pattern used to reduce the overhead of acquiring a lock by first testing the locking criterion without actually acquiring the lock. Double-checked locking improves performance by limiting synchronization to the rare case of computing the field's value or constructing a new instance for the field to reference and by foregoing synchronization during the common case of retrieving an already-created instance or value.

Incorrect forms of the double-checked locking idiom include those that allow publication of an uninitialized or partially initialized object. Consequently, only those forms of the double-checked locking idiom that correctly establish a happens-before relationship both for the helper reference and for the complete construction of the Helper instance are permitted.

The double-checked locking idiom is frequently used to implement a singleton factory pattern that performs lazy initialization. Lazy initialization defers the construction of a member field or an object referred to by a member field until an instance is actually required rather than computing the field value or constructing the referenced object in the class's constructor. Lazy initialization helps to break harmful circularities in class and instance initialization. It also enables other optimizations [Bloch 2005].

Lazy initialization uses either a class or an instance method, depending on whether the member object is static. The method checks whether the instance has already been created and, if not, creates it. When the instance already exists, the method simply returns the instance:

// Correct single threaded version using lazy initialization
final class Foo {
  private Helper 

 _Lazy initialization_ defers the construction of a member field or an object referred to by a member field until an instance is actually required, rather than computing the field value or constructing the referenced object in the class's constructor. Lazy initialization helps to break harmful circularities in class and instance initialization and in performing other optimizations \[[Bloch 2005|AA. Bibliography#Bloch 05]\].

Lazy initialization uses either a class or an instance method, depending on whether the member object is static. The method checks whether the instance has already been created and, if not, creates it. When the instance already exists, the method simply returns the instance:

// Correct single threaded version using lazy initialization
final class Foo {
  private Helper helper = null;

  public Helper getHelper() {
    if (helper == null) {
      helper = new Helper();
    }
    return helper;
  }
  // ...
}

Lazy initialization must be synchronized in multithreaded applications , to prevent multiple threads from creating extraneous instances of the member object:

// Correct multithreaded version using synchronization
final class Foo {
  private Helper helper = null;

  public synchronized Helper getHelper() {
    if (helper == null) {
      helper = new Helper();
    }
    return helper;
  }
  // ...
}

Noncompliant Code Example

The double-checked locking idiom improves performance by limiting synchronization to the rare case of computing the field's value or constructing a new instance for the field to reference, and by foregoing synchronization during the common case of retrieving an already-created instance or value.Incorrect forms pattern uses block synchronization rather than method synchronization and installs an additional null reference check before attempting synchronization. This noncompliant code example uses an incorrect form of the double-checked idiom include those that allow publication of an uninitialized or partially initialized object. Consequently, only those forms of the double-checked locking idiom that correctly establish a happens-before relationship both for the helper reference and also for the complete construction of the Helper instance are permitted.

Noncompliant Code Example

The double-checked locking pattern uses block synchronization rather than method synchronization, and installs an additional null check before attempting synchronization. This noncompliant code example uses the incorrect form of the double-checked locking idiom.

locking idiom:

// Double-checked locking idiom
final class Foo {
  private Helper helper = null;
  public Helper getHelper() {
    if (helper == null) {
      synchronized (this) {
        if (helper 

// "Double-Checked Locking" idiom
final class Foo {
  private Helper helper = null;
  public Helper getHelper() {
    if (helper == null) {
      synchronized (this) {
        if (helper == null) {
          helper = new Helper();
        }
      }
    }
    return helper;
  }

  // Other methods and members...
}

Wiki MarkupAccording to Pugh \[ [Pugh 2004|AA. Bibliography#Pugh 04]\]],

Writes ... writes that initialize the Helper object and the write to the helper field can be done or perceived out of order. As a result, a thread which invokes getHelper() could see a non-null reference to a helper object, but see the default values for fields of the helper object, rather than the values set in the constructor.

Even if the compiler does not reorder those writes, on a multiprocessor, the processor or the memory system may reorder those writes, as perceived by a thread running on another processor.

This code also violates TSM03-J. Do not publish partially initialized objects.

Compliant Solution (

...

Volatile)

This compliant solution declares the helper field volatile.:

// Works with acquire/release semantics for volatile
// Broken under JDK 1.4 and earlier
final class Foo {
  private volatile Helper helper = null;

  public Helper getHelper() {
    if (helper == null) {
      synchronized (this) {
        if (helper == null) {
          helper = new Helper();
        }
      }
    }
    return helper;
  }
}

Wiki MarkupWhen a thread initializes the {{Helper}} object, a [happens-before relationship|BB. Definitions#happens-before order] is established between this thread and any other thread that retrieves and returns the instance \[ [Pugh 2004|AA. Bibliography#Pugh 04], [Manson 2004|AA. Bibliography#Manson 04]\].

Compliant Solution (Static Initialization)

Wiki MarkupThis compliant solution initializes the {{helper}} field in the declaration of the static variable \[ [Manson 2006|AA. Bibliography#Manson 06]\].

final class Foo {
  private static final Helper helper = new Helper();

  public static Helper getHelper() {
    return helper;
  }
}

Variables that are declared static and initialized at declaration , or from a static initializer , are guaranteed to be fully constructed before being made visible to other threads. However, this solution forgoes the benefits of lazy initialization.

Compliant Solution (Initialize-on-Demand, Holder Class Idiom)

This compliant solution uses the initialize-on-demand, holder class idiom that implicitly incorporates lazy initialization by declaring a static variable within a static Holder inner class.:

final class Foo {
  // Lazy initialization
  private static class Holder {
    static Helper helper = new Helper();
  }

  public static Helper getInstance() {
    return Holder.helper;
  }
}

...

Initialization of the static {{helper}} field is deferred until the {{getInstance()}} method is called. The necessary happens-before relationships are created by the combination of the class loader's actions loading and initializing the {{Holder}} instance , and the guarantees provided by the Java memory model(JMM). This idiom is a better choice than the double-checked locking idiom for lazily initializing static fields \ [[Bloch 2008|AA. Bibliography#Bloch 08]\]. However, this idiom cannot be used to lazily initialize instance fields \ [[Bloch 2001|AA. Bibliography#Bloch 01]\].

Compliant Solution (ThreadLocal Storage)

Wiki MarkupThis compliant solution (originally suggested by Alexander Terekhov \ [[Pugh 2004|AA. Bibliography#Pugh 04]\]) uses a {{ThreadLocal}} object to track whether each individual thread has participated in the synchronization that creates the needed happens-before relationships. Each thread stores a non-null value into its thread-local {{perThreadInstance}} only inside the synchronized {{createHelper()}} method; consequently, any thread that sees a null value must establish the necessary happens-before relationships by invoking {{createHelper()}} ThreadLocal object to track whether each individual thread has participated in the synchronization that creates the needed happens-before relationships. Each thread stores a non-null value into its thread-local perThreadInstance only inside the synchronized createHelper() method; consequently, any thread that sees a null value must establish the necessary happens-before relationships by invoking createHelper().

final class Foo {
  private final ThreadLocal<Foo> perThreadInstance = 
      new ThreadLocal<Foo>();
  private Helper helper = null;

  public Helper getHelper() {
    if (perThreadInstance.get() == null) {
      createHelper();
    }
    return helper;
  }

  private synchronized void createHelper() {
    if (helper == null) {
      helper = new Helper();
    }
    // Any non-null value can be used as an argument to set()
    perThreadInstance.set(this);
  }
}

...

Noncompliant Code Example (Immutable)

In this compliant solution, suppose that the noncompliant code example, the Helper class is made immutable by declaring its fields final. The JMM guarantees that immutable objects are fully constructed before they become visible to any other thread. Additionally, the block The block synchronization in the getHelper() method suffices to ensure method guarantees that all methods threads that can see a non-null value of the helper field have a proper happens-before relationship for the update to the helper reference. This synchronization and the aforementioned JMM guarantee combine to ensure that only fully-initialized Helper objects are visible to threads that see non-null values. Consequently, this compliant solution correctly creates both of the needed happens-before relationshipswill also see the fully initialized Helper object.

public final class Helper {
  private final int n;
 
  public Helper(int n) {
    this.n = n;
  }
 
  // Other fields and methods, all fields are final
}
 
final class Foo {
  private Helper helper = null;
 
  public Helper getHelper() {
    if (helper == null) {            // First read of helper
      synchronized (this) {
        if (helper == null) {        // Second read of helper
          helper = new Helper(42);
        }
      }
    }
    return helper;
  }
}

Exceptions

*LCK10-EX0:* Use of the noncompliant form of the double-checked locking idiom is permitted for 32-bit primitive values (for example, {{int}} or {{float}}) \[[Pugh 2004|AA. Bibliography#Pugh 04]\], although this usage is discouraged. The noncompliant form establishes the necessary happens-before relationship between threads that see an initialized version of the primitive value. The second happens-before relationship (that for the initialization of the fields of the referent) is moot, because unsynchronized reads and writes of primitive values up to 32-bits are guaranteed to be atomic. Consequently, the noncompliant form establishes the only needed happens-before relationship in this case. Note, however, that the noncompliant form fails for {{long}} or {{double}} because unsynchronized reads/writes of 64-bit primitives lack a guarantee of atomicity, and consequently require a second happens-before relationship to guarantee that all threads see only fully assigned 64-bit values (See rule [VNA05-J. Ensure atomicity when reading and writing 64-bit values].)

Risk Assessment

Using incorrect forms of the double-checked locking idiom can lead to synchronization problems and can expose partially-initialized objects.

Related Guidelines

Bibliography

                   // Third read of helper
  }
}

However, this code is not guaranteed to succeed on all Java Virtual Machine platforms because there is no happens-before relationship between the first read and third read of helper. Consequently, it is possible for the third read of helper to obtain a stale null value (perhaps because its value was cached or reordered by the compiler), causing the getHelper() method to return a null pointer.

Compliant Solution (Immutable)

This compliant solution uses a local variable to reduce the number of unsynchronized reads of the helper field to 1. As a result, if the read of helper yields a non-null value, it is cached in a local variable that is inaccessible to other threads and is safely returned.

public final class Helper {
  private final int n;
 
  public Helper(int n) {
    this.n = n;
  }
 
  // Other fields and methods, all fields are final
}
 
final class Foo {
  private Helper helper = null;
 
  public Helper getHelper() {
    Helper h = helper;       // Only unsynchronized read of helper
    if (h == null) {
      synchronized (this) {
        h = helper;          // In synchronized block, so this is safe
        if (h == null) {
          h = new Helper(42);
          helper = h;
        }
      }
    }
    return h;
  }
}

Exceptions

LCK10-J-EX0: Use of the noncompliant form of the double-checked locking idiom is permitted for 32-bit primitive values (for example, int or float) [Pugh 2004], although this usage is discouraged. The noncompliant form establishes the necessary happens-before relationship between threads that see an initialized version of the primitive value. The second happens-before relationship (for the initialization of the fields of the referent) is of no practical value because unsynchronized reads and writes of primitive values up to 32-bits are guaranteed to be atomic. Consequently, the noncompliant form establishes the only needed happens-before relationship in this case. Note, however, that the noncompliant form fails for long and double because unsynchronized reads or writes of 64-bit primitives lack a guarantee of atomicity and consequently require a second happens-before relationship to guarantee that all threads see only fully assigned 64-bit values (see  VNA05-J. Ensure atomicity when reading and writing 64-bit values for more information).

Risk Assessment

Using incorrect forms of the double-checked locking idiom can lead to synchronization problems and can expose partially initialized objects.

Automated Detection

Related Guidelines

Bibliography

...

Image Added Image Added Image Removed      08. Locking (LCK)      Image Modified