TSM02-J. Do not use background threads during class initialization

Starting and using background threads during class initialization can result in class initialization cycles and deadlock. For example, the main thread responsible for performing class initialization can block waiting for the background thread, which, in turn, will wait for the main thread to finish class initialization. This issue can arise, for example, when a database connection is established in a background thread during class initialization [[Bloch 2005b]].

Noncompliant Code Example (Background Thread)

In this noncompliant code example, the static initializer starts a background thread as part of class initialization. The background thread attempts to initialize a database connection but needs to wait until all members of the ConnectionFactory class, including dbConnection, have been initialized.

public final class ConnectionFactory {
  private static Connection dbConnection;
  // Other fields ...

  static {
    Thread dbInitializerThread = new Thread(new Runnable() {
      @Override public void run() {
        // Initialize the database connection
        try {
          dbConnection = DriverManager.getConnection("connection string");
        } catch (SQLException e) {
          dbConnection = null;
        }
      }
    });

    // Other initialization, for example, start other threads

    dbInitializerThread.start();
    try {
      dbInitializerThread.join();
    } catch (InterruptedException ie) {
      throw new AssertionError(ie);
    }
  }

  public static Connection getConnection() {
    if (dbConnection == null) {
      throw new IllegalStateException("Error initializing connection");
    }
    return dbConnection;
  }

  public static void main(String[] args) {
    // ...
    Connection connection = getConnection();
  }
}

Statically initialized fields are guaranteed to be fully constructed before they are made visible to other threads. (See guideline TSM03-J. Do not publish partially initialized objects for more information). Consequently, the background thread must wait for the main (or foreground) thread to finish initialization before it can proceed. However, the ConnectionFactory class's main thread invokes the join() method, which waits for the background thread to finish. This interdependency causes a class initialization cycle that results in a deadlock situation [[Bloch 2005b]].

Similarly, it is inappropriate to start threads from constructors. (See guideline TSM01-J. Do not let the (this) reference escape during object construction for more information). Creating timers that perform recurring tasks and starting those timers from within code responsible for initialization introduces liveness issues.

Compliant Solution (static Initializer, No Background Threads)

This compliant solution does not spawn any background threads from the static initializer. Instead, all fields are initialized in the main thread.

public final class ConnectionFactory {
  private static Connection dbConnection;
  // Other fields ...

  static {
    // Initialize a database connection
    try {
      dbConnection = DriverManager.getConnection("connection string");
    } catch (SQLException e) {
      dbConnection = null;
    }
    // Other initialization (do not start any threads)
  }

  // ...
}

Compliant Solution (ThreadLocal)

This compliant solution initializes the database connection from a ThreadLocal object so that every thread can obtain its own instance of the connection.

public final class ConnectionFactory {
  private static final ThreadLocal<Connection> connectionHolder
    = new ThreadLocal<Connection>() {
      @Override public Connection initialValue() {
        try {
          Connection dbConnection = DriverManager.getConnection("connection string");
          return dbConnection;
        } catch (SQLException e) {
          return null;
        }
      }
    };

  // Other fields ...

  static {
    // Other initialization (do not start any threads)
  }

  public static Connection getConnection() {
    Connection connection = connectionHolder.get();
    if (connection == null) {
      throw new IllegalStateException("Error initializing connection");
    }
    return connection;
  }

  public static void main(String[] args) {
    // ...
    Connection connection = getConnection();
  }
}

The static initializer can be used to initialize any other shared, class fields. Alternatively, the fields can be initialized from the initialValue() method.

Exceptions

<ac:structured-macro ac:name="anchor" ac:schema-version="1" ac:macro-id="8fc4bb18-08e0-407e-acce-5a20d58a0863"><ac:parameter ac:name="">CON20-EX1</ac:parameter></ac:structured-macro>
TSM02-EX1: It is permissible to start a background thread during class initialization provided the thread does not access any fields. For example, the ObjectPreserver class (based on [[Patterns 2002]]) shown below provides a mechanism for storing object references, which prevents an object from being garbage-collected, even if the object is not de-referenced in the future.

public final class ObjectPreserver implements Runnable {
  private static final ObjectPreserver lifeLine = new ObjectPreserver();

  private ObjectPreserver() {
    Thread thread = new Thread(this);
    thread.setDaemon(true);
    thread.start(); // Keep this object alive
  }

  // Neither this class nor HashMap will be garbage-collected.
  // References from HashMap to other objects will also exhibit this property
  private static final ConcurrentHashMap<Integer,Object> protectedMap
    = new ConcurrentHashMap<Integer,Object>();

  public synchronized void run() {
    try {
      wait();
    } catch (InterruptedException e) {
      Thread.currentThread().interrupt(); // Reset interrupted status
    }
  }

  // Objects passed to this method will be preserved until
  // the unpreserveObject() method is called
  public static void preserveObject(Object obj) {
    protectedMap.put(0, obj);
  }

  // Returns the same instance every time
  public static Object getObject() {
    return protectedMap.get(0);
  }

  // Unprotect the objects so that they can be garbage-collected
  public static void unpreserveObject() {
    protectedMap.remove(0);
  }
}

This is a singleton class. (See guideline MSC16-J. Address the shortcomings of the Singleton design pattern for more information on how to defensively code singleton classes.) The initialization involves creating a background thread using the current instance of the class. The thread waits indefinitely by invoking Object.wait(). Consequently, this object persists for the remainder of the JVM's lifetime. Because the object is managed by a daemon thread, the thread does not hinder a normal shutdown of the JVM.

While the initialization does involve a background thread, that thread does not access any fields or create any liveness or safety issues. Consequently, this code is a safe and useful exception to this guideline.

Risk Assessment

Starting and using background threads during class initialization can result in deadlock conditions.

Related Vulnerabilities

Any vulnerabilities resulting from the violation of this guideline are listed on the CERT website.

References

[[Bloch 2005b]] 8. "Lazy Initialization"
[[Patterns 2002]] Chapter 5, Creational Patterns, Singleton

Issue Tracking

      12. Locking (LCK)      THI02-J. Do not invoke Thread.run()