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Holding locks while performing time-consuming or blocking operations can severely degrade system performance and can result in starvation. Furthermore, deadlock  can result if interdependent threads block indefinitely. Blocking operations include network, file, and console I/O (for example, Console.readLine()) and object serialization. Deferring a thread indefinitely also constitutes a blocking operation. Consequently, programs must not perform blocking operations while holding a lock.

When the Java Virtual Machine (JVM) interacts with a file system that operates over an unreliable network, file I/O might incur a large performance penalty. In such cases, avoid file I/O over the network while holding a lock. File operations (such as logging) that could block while waiting for the output stream lock or for I/O to complete could be performed in a dedicated thread to speed up task processing. Logging requests can be added to a queue, assuming that the queue's put() operation incurs little overhead as compared to file I/O [Goetz 2006].

Noncompliant Code Example (Deferring a Thread)

This noncompliant code example defines a utility method that accepts a time argument.:

Code Block
bgColor#FFCCCC
public synchronized void doSomething(long time)
                         throws InterruptedException {
  // ...
  Thread.sleep(time);
}

Because the method is synchronized, when the thread is suspended, other threads cannot use the synchronized methods of the class. The current object's monitor continues to be held because the Thread.sleep() method lacks synchronization semantics.

Compliant Solution (Intrinsic Lock)

This compliant solution defines the doSomething() method with a timeout parameter rather than the time value. Using Object.wait() instead of Thread.sleep() allows setting a time out timeout period during which a notification may awaken the thread.

...

The current object's monitor is immediately released upon entering the wait state. After When the timeout period has elapsedelapses, the thread resumes execution after reacquiring the current object's monitor.

According to the Java API class Class Object documentation [API 20062014]

Note that the wait method, as it places the current thread into the wait set for this object, unlocks only this object; any other objects on which the current thread may be synchronized remain locked while the thread waits.

This method should only be called by a thread that is the owner of this object's monitor.

Programs must ensure that threads that hold locks on other objects release those locks appropriately before entering the wait state. Additional guidance on waiting and notification is available in rules THI03-J. Always invoke wait() and await() methods inside a loop and THI02-J. Notify all waiting threads rather than a single thread.

Noncompliant Code Example (Network I/O)

...

Calling writeObject() within the synchronized sendPage() method can result in delays and deadlock-like conditions in high-latency networks or when network connections are inherently lossy.

...

  1. Perform actions on data structures requiring synchronization.
  2. Create copies of the objects to be sent.
  3. Perform network calls in a separate unsynchronized method.

...

Code Block
bgColor#ccccff
// No synchronization
public boolean sendPage(Socket socket, String pageName) {
  Page targetPage = getPage(pageName);

  if (targetPage == null){
    return false;
  }
  return deliverPage(socket, targetPage);
}

// Requires synchronization
private synchronized Page getPage(String pageName) {
  Page targetPage = null;

  for (Page p : pageBuff) {
    if (p.getName().equals(pageName)) {
      targetPage = p;
    }
  }
  return targetPage;
}

// Return false if an error occurs, true if successful
public boolean deliverPage(Socket socket, Page page) {
  ObjectOutputStream out = null;
  boolean result = true;
  try {
    // Get the output stream to write the Page to
    out = new ObjectOutputStream(socket.getOutputStream());

    // Send the page to the client
    out.writeObject(page);out.flush();
  } catch (IOException io) {
    result = false;
  } finally {
    if (out != null) {
      try {
        out.close();
      } catch (IOException e) {
        result = false;
      }
    }
  }
  return result;
}

Exceptions

LCK09-J-EX0: Classes that provide an appropriate termination mechanism to callers are permitted to violate this rule . See rule (see THI04-J. Ensure that threads performing blocking operations can be terminated).

LCK09-J-EX1: Methods that require multiple locks may hold several locks while waiting for the remaining locks to become available. This constitutes a valid exception, although the programmer must follow other applicable rules, especially rule LCK07-J. Avoid deadlock by requesting and releasing locks in the same order to avoid deadlock .

Risk Assessment

Blocking or lengthy operations performed within synchronized regions could result in a deadlocked or unresponsive system.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

LCK09-J

Low

Probable

High

P2

L3

Automated Detection

Some static analysis tools are capable of detecting violations of this rule.

ToolVersionCheckerDescription
CodeSonar
Include Page
CodeSonar_V
CodeSonar_V

JAVA.CONCURRENCY.STARVE.BLOCKING

Blocking in Critical Section (Java)

Parasoft Jtest
Include Page
Parasoft_V
Parasoft_V
CERT.LCK09.TSHL
CERT.LCK09.TSHL2
Do not use blocking methods while holding a lock
Do not call 'Thread.sleep()' while holding a lock since doing so can cause poor performance and deadlocks
PVS-Studio

Include Page
PVS-Studio_V
PVS-Studio_V

V6095
ThreadSafe
Include Page
ThreadSafe_V
ThreadSafe_V

CCE_LK_LOCKED_BLOCKING_CALLS

Implemented

Risk Assessment

Blocking or lengthy operations performed within synchronized regions could result in a deadlocked or unresponsive system.

Rule

Severity

Likelihood

Remediation Cost

Priority

Level

LCK09-J

low

probable

high

P2

L3

Related Guidelines

SonarQube
Include Page
SonarQube_V
SonarQube_V
S2276Implemented

Related Guidelines

Bibliography

 


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